Univateglobal.com

SOC 2 Attestation

SOC 2 Certification in USA

A faster, transparent and cost-effective route to a SOC 2 report in USA. Univate guides service organisations from gap analysis through readiness to the independent CPA examination.

✓ SOC 2✓ Trust Services Criteria✓ Type I and Type II✓ USA

SOC 2 Compliance Process

USA
1 Define Scope
2 Gap Analysis
3 Implement Controls
4 Continuous Monitoring
5 CPA Examination
6 SOC 2 Report
OVERVIEW

What is SOC 2 Certification in USA?

SOC 2 is part of the System and Organization Controls framework published by the American Institute of Certified Public Accountants (AICPA). For service organizations across the USA, it has become a standard way to show customers how carefully they protect data held in the cloud. A SOC 2 engagement examines the controls a company uses to safeguard information and reports on five areas: security, availability, processing integrity, confidentiality, and privacy.

In the USA, SOC 2 is an attestation report signed by a licensed CPA firm, not a certificate issued by an accreditation body. A Type I report reviews the design of your controls at a single point in time, while a Type II report tests how those controls operated over a period of several months. When a company completes SOC 2, it gives prospective customers clear, independent evidence that its data protection practices meet a recognized benchmark.

At a glance

Standard SOC 2 (AICPA)
Criteria Trust Services Criteria
Report types Type I and Type II
Issued by Licensed CPA firm
Market USA

Attestation, not a certificate

SOC 2 results in an attestation report signed by an independent, licensed CPA firm, not a certificate issued by an accreditation body. The market often calls it SOC 2 certification, but the deliverable is a report you share with customers under a non-disclosure agreement.

REQUIREMENTS

The Five Trust Services Criteria of SOC 2

SOC 2 is built on five Trust Services Criteria defined by the AICPA. Security is mandatory, and the other four are added based on the commitments you make to customers.

1 Criterion

Security

Also called the common criteria, this is the only category required in every SOC 2 report. It covers protection against unauthorized access using controls such as access management, network security, encryption, and continuous monitoring.

2 Criterion

Availability

Addresses whether the system is available for operation and use as committed, supported by capacity planning, redundancy, backups, and disaster recovery.

3 Criterion

Processing Integrity

Confirms that system processing is complete, valid, accurate, timely, and authorized, using input checks, reconciliations, and quality controls.

4 Criterion

Confidentiality

Protects information designated as confidential through classification, encryption, and access restrictions, backed by confidentiality agreements.

5 Criterion

Privacy

Applies when you handle personal information, addressing how it is collected, used, retained, disclosed, and disposed of in line with the AICPA privacy criteria.

BENEFITS

Key Benefits of SOC 2 Certification for USA Business

A SOC 2 report supports customer trust, sales conversations, data governance and day-to-day security operations.

Enhanced Customer Trust
A SOC 2 report gives US customers independent evidence that you protect their data, which shortens vendor security reviews.

Competitive Advantage
Many US enterprises will not sign with a vendor that cannot produce a SOC 2 report, so it opens doors in procurement.

Supports Wider Compliance
SOC 2 controls map closely to frameworks such as the NIST Cybersecurity Framework and privacy laws like the California Consumer Privacy Act, making broader compliance easier.

Risk Management
The Trust Services Criteria push you to formalize risk assessment, access control, and incident response, reducing the chance of a breach.

Operational Efficiency
Documenting and monitoring controls brings discipline to security operations and makes each yearly examination repeatable.

PROCESS

How To Achieve SOC 2 Compliance in USA?

Reaching SOC 2 compliance in the USA usually follows a clear sequence:

01

Define Scope

Decide which Trust Services Criteria apply, based on the commitments you make to customers. Security is always included.

02

Gap Analysis

Compare your current controls against the AICPA Trust Services Criteria and identify what is missing.

03

Implement Controls

Put the required policies, technical controls, and monitoring in place to close those gaps.

04

Continuous Monitoring

Operate and evidence the controls over time, which is essential for a Type II report.

05

CPA Examination

A licensed CPA firm independently examines your controls under the AICPA attestation standards.

06

SOC 2 Report

The CPA firm issues your SOC 2 Type I or Type II report, which you can share with customers under a non-disclosure agreement.

SERVICES

Customized SOC 2 Certification Services for USA Businesses

Univate shapes each SOC 2 engagement around your systems, scope and client commitments.

Tailored Compliance Solutions
We shape a SOC 2 program around your systems and the Trust Services Criteria you actually need, whether you are a SaaS provider, a healthcare technology vendor, or a financial services firm.

Gap Analysis and Risk Assessment
We review your current controls against the AICPA criteria, assess the risks specific to your business, and set out a clear remediation plan.

Employee Training
We help your team understand their role in maintaining SOC 2 controls, so security practices hold up between examinations.

Continuous Monitoring and Support
A SOC 2 Type II report depends on evidence gathered over time, so we help you monitor and document controls throughout the review period.

CPA Examination Preparation
We run readiness reviews and mock examinations so you are ready when the licensed CPA firm begins its formal SOC 2 engagement.

COST

SOC 2 Certification Cost in USA

The cost of a SOC 2 report in the USA is not fixed. It depends on the size of your business, the systems in scope, the maturity of your current controls, and the CPA firm you engage.

01

Business Size

Larger organizations tend to pay more because they have more systems, users, and processes that the examination has to cover.

02

Scope of Engagement

Adding Trust Services Criteria beyond Security, or choosing a Type II report over a Type I, increases the effort and the cost.

03

Implementation Costs

Closing gaps before the audit, such as adding tooling, tightening access controls, or improving monitoring, is often the largest single expense.

04

CPA Examination Fees

The licensed CPA firm charges a separate fee to examine your controls and issue the report, quoted based on scope and report type.

CHOOSING A CONSULTANT

Choosing a SOC 2 Consultant for Compliance, Reporting, and Assessment Services

Points to consider when selecting a partner for SOC 2 readiness, reporting and assessment support.

Univate Solutions
Guides service organizations of all sizes through SOC 2 readiness, remediation, and coordination with the CPA firm.

Trust Services Criteria expertise
Look for a partner who can map your controls accurately to Security, Availability, Processing Integrity, Confidentiality, and Privacy.

Readiness and gap analysis
Choose support that finds and fixes control gaps before the formal examination begins.

Independent CPA coordination
A consultant prepares you but cannot issue the report, so experience working alongside the licensed CPA firm matters.

Ongoing evidence and monitoring
Favor a partner who helps you maintain the evidence a Type II report needs across the full review period.

Global Markets

SOC 2 in nine markets

Univate Global supports SOC 2 readiness across nine markets, helping service organisations prepare for an independent CPA examination of their controls.

UAE

Relevant to service organisations in UAE that store or process customer data and need independent assurance over their controls.

Saudi Arabia

Relevant to service organisations in Saudi Arabia that store or process customer data and need independent assurance over their controls.

Philippines

Relevant to service organisations in Philippines that store or process customer data and need independent assurance over their controls.

South Africa

Relevant to service organisations in South Africa that store or process customer data and need independent assurance over their controls.

USA

Relevant to service organisations in USA that store or process customer data and need independent assurance over their controls.

Singapore

Relevant to service organisations in Singapore that store or process customer data and need independent assurance over their controls.

Malaysia

Relevant to service organisations in Malaysia that store or process customer data and need independent assurance over their controls.

Vietnam

Relevant to service organisations in Vietnam that store or process customer data and need independent assurance over their controls.

India

Relevant to service organisations in India that store or process customer data and need independent assurance over their controls.

WHY UNIVATE

Univate Solutions – Your Trusted SOC 2 Compliance Partner in USA

Univate Solutions works with service organizations across the USA to get ready for SOC 2, from the first gap analysis through to the CPA firm’s final examination. We help you scope the right Trust Services Criteria, design and implement the controls the AICPA criteria expect, and gather the evidence a Type II report depends on. Our goal is a SOC 2 report you can hand to prospects and enterprise customers with confidence, delivered through a process that is clear, practical, and built around how your business actually runs.

CPA COORDINATION

A consultant prepares you for the examination but cannot issue the report. Univate works alongside your licensed CPA firm from readiness through to the final SOC 2 report.

TAILORED SCOPE

We scope the Trust Services Criteria and system boundary to your services and the commitments you make to customers.

Often taken alongside SOC 2

FAQS

Common FAQs on SOC 2 Certification in USA

SOC 2 is an attestation report, not a certification. A licensed CPA firm examines your controls against the AICPA Trust Services Criteria and issues an independent report. Many teams say “SOC 2 certified” in casual use, but the correct outcome is a SOC 2 report signed by a certified public accountant.
SOC 2 is governed by the American Institute of Certified Public Accountants (AICPA). Reports are built on the Trust Services Criteria: Security, Availability, Processing Integrity, Confidentiality, and Privacy. Security, known as the common criteria, is always included, and the other four are added based on the commitments you make to customers.
A Type I report assesses whether your controls are suitably designed at a single point in time. A Type II report tests whether those controls operated effectively across a review period, usually between three and twelve months. Enterprise buyers in the USA generally expect a Type II report.
Timelines depend on scope and readiness. A Type I report can often be completed in one to three months after readiness work. A Type II report adds the observation window, so the full cycle commonly runs six to twelve months from the start of implementation.
SOC 2 is expected of SaaS and cloud providers, data centers, managed service providers, and other technology vendors that store or process customer data. US enterprises, healthcare organizations, and financial institutions frequently require a SOC 2 report from their vendors before they sign a contract.
Cost is driven by the number of Trust Services Criteria in scope, the size and complexity of your systems, the maturity of your existing controls, and the CPA firm’s examination fee. The readiness and remediation work you complete before the audit is usually the largest variable.

Can't find the framework
you're looking for?

Univate supports over a hundred certification, privacy and cybersecurity services across
nine markets. Tell a specialist what your client or regulator is asking for.

Contact a Univate Specialist Call +91 72599 45454
Scroll to Top